At Lone Star Wealth Advisors, we are Registered Investment Advisors specializing in retirement planning and IRA distribution strategies. We work with many different “alternative” investment strategies that are able to supplement retirement income, if you are at retirement age, …

18 Jul 2019 Texas tales: The inside track with Lone Star state's offshore leaders to the offices of US-registered broker-dealer Actinver Securities to meet with its Wealth Management in 2007 and made its move into the advi

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Lone Star Investment Advisors, LLC has a small team of six employees, four of whom are financial advisors. Lone Star Investment Advisors, LLC is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer firm to do so. 2017-02-14 · 5. Respondent Lone Star is a Connecticut limited liability company controlled by Eberwein and headquartered in Old Greenwich, CT. Eberwein formed Lone Star in early 2013. Lone Star began managing outside investor capital on October 1, 2013and has been registered with the Commission as an invest ment adviser since April 2015.

18 Mar 2020 Yes, but when a cross-trade involves a fund, it can also be a principal trade. Section 206(3) prohibits an investment adviser, “acting as principal

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LONE STAR REGISTERED INVESTMENT ADVISORS PLLC. 9801 Indiana Ave # 200.

207 likes · 1 talking about this · 4 were here. At LoneStar Wealth Management, our goal is to provide Lone Star Investment Advisors, LLC | 886 followers on LinkedIn. Lone Star Investment Advisors, LLC is a Dallas-based private equity firm with over $300 million in regulatory assets under Securities and advisory services offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC. Lone Star Wealth Management and LPL Financial do not provide legal or tax advice. Please consult your legal or tax advisor regarding your specific situation.
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The company's goal is to help clients protect their finances from market volatility. by-transaction basis, Eberwein caused Lone Star’s violations of Advisers Act Section 206(3). 9. After becoming a registered investment adviser, Lone Star also failed to implement written policies and procedures reasonably designed to satisfy the written disclosure and client consent requirements of Section 206(3) of the Advisers Act. 10. Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor.

In March 2015, Lone Star registered with the SEC as a non-exempt investment adviser (and, in April 2018, withdrew from registration).
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Estate Fund III (U.S. ), L.P. and Lone Star Real Estate Fund III (Bermuda), L.P. (together, “LSREF Prospects within the financial institution by partnering with customer contact associates to identify potential business clients and expand existing customer Franklin J. Parker. Free Enterprise Analyst. A CFA charterholder, Franklin is Chief Investment Officer for a Texas-based Registered Investment Advisor. His policy 18 Jul 2019 Texas tales: The inside track with Lone Star state's offshore leaders to the offices of US-registered broker-dealer Actinver Securities to meet with its Wealth Management in 2007 and made its move into the advi Financial & Billing Information Lone Star Circle of Care does not discriminate on the basis of race, color, national Before your first appointment, you will meet with a Program Adviser and participate in a simple income screen Lone Star National Bank is a community bank with 33 locations in South Texas, Planning offered through LPL Financial, a Registered Investment Advisor. 1 Oct 2014 The 64 properties sold by DRA/Bell to Lone Star were originally part of a joint DRA Advisors LLC is a New York-based registered investment 22 Jun 2015 Hugh J. Ward III, Co-Head of Real Estate Investments at Lone Star Ltd. (LSGA), an investment adviser registered with the U.S. Securities and The following are comments of Lone Star Investment Advisors LLC (“LSIA”) on the agencies' hearings to review aspects of Community Reinvestment Act (CRA) The premier independent insurance brokerage for high net worth households and businesses of all sizes. We shop insurance for you!